My RIA Lawyer

My RIA Lawyer is a law firm and outsourced compliance provider focused on serving the RIA (Registered Investment Adviser) space and other financial services firms. We understand that as a financial adviser or investment manager, you would rather spend your time meeting with prospective clients and providing them with exceptional services - because that's what directly generates revenue for your business. Compliance, on the other hand, is a necessary but non-revenue-generating activity. That's where we come in. Our compliance nerds provide comprehensive services to RIAs, Broker-Dealers, Investment Managers, Registered Representatives, Insurance Providers, Investment Bankers, ERISA fiduciaries, Commodities Trading Advisors, Digital Asset Managers, and Alternative Investment Advisors. We handle the compliance burden so you can focus on growing your firm and serving your clients. Providing exceptional service to your valued clients.