Taxation consultancy

Looking to build a career as a SEBI Registered Investment Advisor (RIA) in India? This comprehensive step-by-step guide explains how to become a SEBI registered investment advisor, covering everything you need to know about SEBI registration, eligibility criteria, and compliance requirements. Learn who can apply for SEBI registered advisory, including individuals, partnership firms, LLPs, and companies, along with the minimum qualification and net worth norms prescribed by SEBI. The guide also details mandatory NISM certification exams, validity periods, and continuing professional education requirements essential for maintaining your registered investment advisor SEBI status. Understand the complete SEBI registration process, from preparing documents and filing Form A on the SEBI Intermediary Portal to paying applicable SEBI registration fees and responding to regulatory queries. Additionally, explore the list of required documents, timelines involved, post-registration obligations,